Salary:

£60,000.00 - £80,000.00 / annum

Location:

City of London

Date posted:

3rd September 2019

Employment type:

Permanent

Job reference:

06030-0011148755

Staffing area:

Financial Services


Description

Regulatory Compliance Director - London

Payments & FX Firm - £80,000 base

Role

Specific responsibilities will include:


* Ensuring business units have effective decision-making to comply with requirements of European, UK and US regulations and laws pertaining primarily to:
o Payment Services;
o Anti-Bribery and Anti-corruption;
o Data Protection;
o Criminal Finances Act;
o Code of Business Conduct and Ethics;
o Interchange Fee Regulation - Separation of Scheme and Processing; and
o Any other requirements or regulations with regulatory authority over our operations.


* Act in advisory capacity for Compliance matters as the "one stop shop" for business units, Regional Compliance Officers, Country Managers and local regulators to foster strong business partnerships and provide leadership on regulatory compliance matters;


* Delivering Country Office Visits as necessary and local training on policy requirements and remediation of any compliance issues;


* Reviewing and providing input into relevant regulatory risk assessments, in collaboration with the firms European Legal team, to ensure the necessary actions arising from it are completed and aligned with the relevant risk management reporting requirements.


* Assisting the business in building out their First Line of Defence (FLOD) to ensure compliance with local regulatory requirements, that risks are being adequately managed and that the business is in compliance with company policy


* Designing and implementing second line of defence (SLOD) in consultation with global compliance team and first line of defence stakeholders


* Contributing to design, implementation and on-going reviews (as necessary)

Profile

Education
* Educated to degree level or equivalent;
Technical/Professional Qualifications
* Relevant professional accreditation a significant advantage;


Your Experience
* Experience in regulatory compliance and related risk management disciplines ideally gained within financial services industry;


* A good understanding of core pillars of effective regulatory compliance programmes and relevant regulation and legislation;


* Experience in cross-border payments a significant advantage;


* Proven understanding of investigation and evidence management practices;


* Proven understanding of risk management, compliance and corporate governance issues;

Company

Payments & FX Firm

Salary & Benefits

£80,000 + Benefits

The salary range/rates of pay is dependent upon your experience, qualifications or training.

Robert Half Ltd acts as an employment business for temporary positions and an employment agency for permanent positions. Robert Half is committed to equal opportunity and diversity. Suitable candidates with equivalent qualifications and more or less experience can apply. Where rates of pay or salary ranges are detailed these are dependent upon your experience, qualifications or training. If you wish to apply for this position please read our Privacy Notice which details how we may use, process, store and disclose your Personal Information: https://www.roberthalf.co.uk/privacy-notice.



London

10th Floor, The Shard
32 London Bridge Street
London
SE1 9SG
gb
0207 389 6900
Senior Credit Risk Consultant - Media & Telecomms
London
Permanent
30th September 2019
IT Risk & Controls Manager
London
Project
2nd October 2019
Credit Risk Manager (FTC) - Telecoms
City of London
Project
2nd October 2019
Risk Analyst
Woking
Permanent
11th September 2019
Internal Auditor
Birmingham
Permanent
30th September 2019
Senior Manager Internal Audit
Reading
Permanent
11th October 2019
Sulution Architect
York
Project
4th October 2019
Contracts & Compliance Administrator
City of London
Permanent
4th October 2019
Finance Business Partner
Chertsey
Permanent
16th October 2019
Junior Finance Business Partner
Reading
Permanent
14th October 2019
Head of Finance
London
Project
19th September 2019
Senior Compliance Officer
City of London
Permanent
16th September 2019
V-CISO
England
Project
11th October 2019
See more jobs >