Salary:

£55,000.00 - £65,000.00 / annum

Location:

London

Date posted:

14th August 2019

Employment type:

Permanent

Job reference:

06030-0011035555

Staffing area:

Financial Services


Description

Senior Compliance Analyst

Asset Management

£55K-£65K basic + benefits

London - Mayfair

Role Duties:

1. Implementing and managing SMCR for UK AIFM

2. Managing UK AIFM a. FCA reporting and communication (GABRIEL and Connect), b. FCA fees, c. controlled function appointments, removals, etc, d. AIFM board reporting including producing MLRO and annual compliance report and managing risk assessments (eg financial crime), e. undertake annual reviews of compliance policies f. managing regulatory references g. etc

3. Managing EU AML, ABC and Sanctions programme, including owning policies and procedures, undertaking due diligence and arrange delivery of training

4. Manage MiFID II policy suite for AIFM

5. Managing our compliance consultant, including budget

6. Managing conflicts process

7. Managing registers - G&H, conflicts, KYC etc

8. Managing annual declaration process

9. Run verification programme on fund launches

10. Manage fund marketing compliance process

11. Support on deal related compliance matters

12. Manage regulatory upstream risk - MLD5 etc

13. Manage delivery of compliance training

14. Maintain all compliance policies

Requirements:

You must have between 2 and 5 years compliance experience within asset management

Robert Half Ltd acts as an employment business for temporary positions and an employment agency for permanent positions. Robert Half is committed to equal opportunity and diversity. Suitable candidates with equivalent qualifications and more or less experience can apply. Where rates of pay or salary ranges are detailed these are dependent upon your experience, qualifications or training. If you wish to apply for this position please read our Privacy Notice which details how we may use, process, store and disclose your Personal Information: https://www.roberthalf.co.uk/privacy-notice.

Requirements
Compliance


London

10th Floor, The Shard
32 London Bridge Street
London
SE1 9SG
gb
0207 389 6900
Financial Accountant
City of London
Temporary
22nd August 2019
FP&A Manager
City of London
Permanent
22nd August 2019
Senior Consultant - Internal Audit
London
Permanent
21st August 2019
Accounts Assistant
City of London
Permanent
20th August 2019
Junior Management Accountant
West End
Permanent
20th August 2019
Group Accountant
London
Permanent
20th August 2019
Assistant Financial Controller
City of London
Permanent
20th August 2019
Management Accountant
London
Project
20th August 2019
Finance Business Partner
London
Permanent
20th August 2019
Accounts Payable Clerk
London
Temporary
20th August 2019
Cash & Stock Reconciliations Oversight Analyst
London
Permanent
20th August 2019
Premium Processing Accountant
London
Temporary
20th August 2019
MI Analyst Business Partner
City of London
Permanent
19th August 2019
Financial Controller
Kensington and Chelsea
Permanent
19th August 2019
Financial Modeller
City of London
Permanent
19th August 2019
See more jobs >