Compliance Analyst


Salary:

GBP30000 - 35000 / annum

Location:

London

Date posted:

14th March 2019

Employment type:

Permanent

Job reference:

06030-0010895546

Staffing area:

Financial Services


Description

An outstanding opportunity to join one of London's most well renowned brokers in the financial services as a Compliance Analyst.

Role

An outstanding opportunity to join one of London's most well renowned brokers in the financial services as a Compliance Analyst.

French Language Skills Will be a big plus but not essential.

  • Assist in the day to day operational aspects of the Compliance functions
  • Attend to staff regulatory registrations both in the UK and USA
  • Assist Head of Compliance in production of appropriate management information on monthly, quarterly and ad hoc basis.
  • Assist in conducting and responding to investigations / reviews, as and when required.
  • Assist in establishing and maintaining training and awareness programme for fitness and propriety, assessing competency and compliance culture.
  • Conducting Compliance induction training for all staff
  • Disseminate new and updated compliance policies and procedures
  • Maintenance of all relevant compliance registers and compliance records in particular Personal Account Dealing, Conflicts of Interest, annual attestation and training records
  • Assist with internal and external audit program
  • Perform and manage other assignments, from time to time as requested by Head of Compliance.

Profile

  • 1 -2 years' experience in regulated entity, preferably in Compliance function but will consider experience in other areas
  • Good communication and interpersonal skills
  • French as a second language is preferable
  • Degree level

Company

An outstanding opportunity to join one of the City's most well renowned brokers in the a Compliance Analyst.

Salary & Benefits

£30,000 - £35,000 + Bonus + Benefits

Robert Half Ltd acts as an employment business for temporary positions and an employment agency for permanent positions. Robert Half is committed to equal opportunity and diversity. Suitable candidates with equivalent qualifications and more or less experience can apply. By applying to this position, you acknowledge that you have read and accept the following terms: https://www.roberthalf.co.uk/privacy-notice



London

10th Floor, The Shard
32 London Bridge Street
London
SE1 9SG
0207 389 6900
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