Compliance Analyst


Salary:

GBP30000 - 35000 / annum

Location:

London

Date posted:

14th May 2019

Employment type:

Permanent

Job reference:

06030-0010984742

Staffing area:

Financial Services


Description

This is a fantastic opportunity for a Compliance Analyst to Join a highly regarded broker based in the London - The City, heart of the financial services.

Role

This is a fantastic opportunity for a Compliance Analyst to Join a highly regarded broker based in the London - The City, heart of the financial services.

Ensure that the company complies with external regulations, internal procedures, policies and established control protocols by:

  • Performing internal controls within the group, and more specifically on the UK Branch.
  • Develop an in-depth understanding of the different Brokering desks and supporting areas of the London Branch to perform an active monitoring.
  • Perform Ad-hoc controls on request of management.
  • Contribute to the Internal Control framework by recommending and deploying new controls on an ongoing basis based on adjustments of existing activities and implementation of new activities.
  • Gather, examine and process information from several sources and turning them into streamlined monthly reports.
  • Present summarised findings concerning control results and trends to the team.
  • Preserve information as evidence for audits and controls in an organised fashion.
  • Ensure completion and regular update of the desk procedures.
  • Complete Standard paperwork and questionnaire to confirm internal controls.
  • Assist on special assignments (e.g. fraud investigations, effectiveness reviews, incident investigations) as and when required.

Profile

  • Ability to work autonomously
  • Proven high research skills
  • Knowledge/Experience in UK Financial Services. Brokerage knowledge is highly advantageous.
  • Knowledge of UK and European regulation (e.g. Mifid II) highly desirable.
  • Degree Educated.
  • Advanced fluent English and Working knowledge of French would be advantageous.
  • Strong team player and able to use own initiative with good communication skills.
  • Attention to detail, able to carry out multiple tasks with speed and accuracy.

The successful candidate will work within an international team and will have the opportunity to develop and master their analytic, research and interpersonal skills. This is a great opportunity for the right individual to become part of a very successful international financial brokerage company.

Company

International financial brokerage company.

Salary & Benefits

£30,000 - £35,000

Robert Half Ltd acts as an employment business for temporary positions and an employment agency for permanent positions. Robert Half is committed to equal opportunity and diversity. Suitable candidates with equivalent qualifications and more or less experience can apply. By applying to this position, you acknowledge that you have read and accept the following terms: https://www.roberthalf.co.uk/privacy-notice



London

10th Floor, The Shard
32 London Bridge Street
London
SE1 9SG
gb
0207 389 6900
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