Salary:

£100,000.00 - £120,000.00 / annum

Location:

London

Date posted:

22nd October 2019

Employment type:

Permanent

Job reference:

06030-0011219063

Staffing area:

Financial Services


Description

This is a fantastic opportunity for a Senior Compliance professional to take on the SMF16 as Head of Compliance at this very highly regarded Equities broker based in the heart of the financial services, London.

Role

The Head of Compliance position is responsible for the regulatory and policy development and regulatory assurance activities for the Firm. The role will also involve the overall responsibility for the identification and monitoring of risks affecting the Firm from a regulatory perspective

Profile

This role could either suit someone looking to take the control functions for the first time or someone who already has experience holding them. You must have very strong Equities product Knowledge and be an effective manager as this role will be responsible for the compliance resources too (5 people).

Salary & Benefits

Competitive salary, focused on finding the right person and salary will reflect this. Roughly looking at

£100,000 - £120,000 + Benefits + Bonus.

The salary range/rates of pay is dependent upon your experience, qualifications or training.

Robert Half Ltd acts as an employment business for temporary positions and an employment agency for permanent positions. Robert Half is committed to equal opportunity and diversity. Suitable candidates with equivalent qualifications and more or less experience can apply. Where rates of pay or salary ranges are detailed these are dependent upon your experience, qualifications or training. If you wish to apply for this position please read our Privacy Notice which details how we may use, process, store and disclose your Personal Information: https://www.roberthalf.co.uk/privacy-notice.



London

10th Floor, The Shard
32 London Bridge Street
London
SE1 9SG
gb
0207 389 6900
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