Salary:

£16,000.00 - £32,000.00 / annum

Location:

London

Date posted:

21st February 2019

Employment type:

Permanent

Job reference:

06030-0010859766

Staffing area:

Financial Services


Description

Part-Time Compliance Officer

London

Asset Management

Primary Responsibilities:

Enterprise-wide management of the compliance and anti-money laundering functions and ad hoc legal support including, but not limited to, confidentiality agreements and transaction document reviews.

Responsibilities:

Compliance

  1. COBS compliance for ongoing & new business
  2. Attending to routine compliance monitoring, policies, and manuals
  3. Oversight (with the assistance of compliance monitor) of new rules / regulations
  4. Oversight of marketing materials
  5. Regulatory and other statutory returns

MLRO

  1. Client Due Diligence & Records
  2. Annual MLRO Report
  3. Staff compliance and AML training
  4. Company secretarial support for CCA and related group entities (e.g. Companies House filings)

Experience

Ideally five years' experience at a bank, law firm, asset manager or other relevant business. Experience of review of ABS or other structured finance transactions from compliance

Robert Half Ltd acts as an employment business for temporary positions and an employment agency for permanent positions. Robert Half is committed to equal opportunity and diversity. Suitable candidates with equivalent qualifications and more or less experience can apply. By applying to this position, you acknowledge that you have read and accept the following terms: https://www.roberthalf.co.uk/privacy-notice

Requirements
Compliance officer, part-time


London

10th Floor, The Shard
32 London Bridge Street
London
SE1 9SG
gb
0207 389 6900
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