Salary:

£50,000.00 - £70,000.00 / annum

Location:

London

Date posted:

25th July 2019

Employment type:

Permanent

Job reference:

06030-0010902131

Staffing area:

Financial Services


Description

This is an outstanding opportunity to work for one of London's most prestigious high frequency prop traders in the financial services as a Compliance analyst.

Role

The Compliance Analyst will be a key member of the team supporting the CCO and contributing to the department's mission in advising the business regarding regulatory requirements, administering the firm's compliance oversight function, monitoring the regulatory horizon and implementing processes intended to meet regulatory requirements.

Primary responsibilities will include contributing to the administration of the Compliance Monitoring Program; acting as a point of contact for the business on matters relating to conduct compliance, training and FCA Approved Persons registrations; assisting the MLRO with KYC documentation and review; and monitoring the regulatory horizons for requirements that will impact the firm. The role will offer the successful candidate opportunities to be involved with the implementation of new regulatory requirements including collaboration with other business units and development of firm-wide and departmental policies and procedures.

Profile

3 to 5 years UK compliance experience.

▪ Prior experience with AML/KYC review and documentation.

▪ Experience with the U.K. and E.U. regulatory environment and its implementation.

▪ Experience with administering a Compliance Monitoring Program including conducting reviews, documenting results and compiling management information.

▪ Experience with FCA Approved Person registrations process.

▪ Experience with compliance oversight and approvals for employee personal account dealing, gifts and entertainment and conflicts of interest.

▪ Effective writing skills for communication with external parties, other departments within the firm and senior management of the firm.

▪ Ability to provide training to the business regarding regulatory and compliance matters.

▪ Organised and detail oriented, self-starter who thrives in a challenging environment while meeting goals and delivering results.

▪ Excellent communication skills. The candidate will be regularly updating management and representing the firms Compliance to other business units within the firm.

Company

This is an outstanding opportunity to work for one of London's most prestigious high frequency prop traders in the financial services as a Compliance analyst.

Salary & Benefits

£50,000 - £70,000 + Bonus + Benefits.

Robert Half Ltd acts as an employment business for temporary positions and an employment agency for permanent positions. Robert Half is committed to equal opportunity and diversity. Suitable candidates with equivalent qualifications and more or less experience can apply. Where rates of pay or salary ranges are detailed these are dependent upon your experience, qualifications or training. If you wish to apply for this position please read our Privacy Notice which details how we may use, process, store and disclose your Personal Information: https://www.roberthalf.co.uk/privacy-notice.



London

10th Floor, The Shard
32 London Bridge Street
London
SE1 9SG
gb
0207 389 6900
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