Regulatory Consultant


Salary:

GBP40000 - 40000 / annum

Location:

Swindon

Date Posted:

March 16

Employment Type:

Permanent

Job Reference:

470041

Staffing Area:

Accounting and Finance


Description

Compliance Officer/ Regulatory Officer

Cirencester

£40,000 + £6k Car + Bens

The main purpose of this role is to provide interpretation and guidance to all business areas and departments within the business on matters of Compliance

with the FSMA 2000;

the FCAs Handbook;

the PRAs Handbook and Rulebook and other legislation and regulation as required

Key Responsibilities:

  • To review and summarise publications from the FCA, PRA and European Supervisory Authorities, and provide impact analysis for the various authorised firms within the Group.
  • To liaise with business areas and departments on the implementation of regulatory driven changes, such as MiFID II.
  • Provide guidance to business areas and departments on regulations relevant to business driven projects and developments; and support the delivery of business objectives.
  • To consider the implications for our clients of regulatory and business led changes, to help ensure they are treated fairly and that their information needs are met.
  • Act as a key point of contact for senior management for FCA and PRA rules.
  • Attendance of industry discussion/working groups, seminars and conferences

Required Skills

  • Excellent communication skills (written and verbal).
  • Excellent analytical skills and experience of applying this in a regulatory context.
  • Strong planning and organisation skills, with ability to assess conflicting demands and prioritise work appropriately to meet deadlines.

Required Technical Knowledge & Qualifications:

  • It is essential that you are familiar with the FCA Handbook, with in depth knowledge of the requirements of COBS and SUP.
  • Also, you will need to be familiar with the roles of EIOPA and ESMA in developing EU legislation.
  • Experience of FCA processes for changes in control and the authorisation of new firms, is desirable.
  • Candidates should hold, or be actively working towards, a relevant professional qualification from one or more of the following bodies: Chartered Insurance Institute, Chartered Institute for Securities & Investment, International Compliance Association.

Rewards

In addition to an attractive salary you will also receive a number of excellent benefits including a non-contributory pension, private medical insurance, life assurance, a share incentive plan, bonus sacrifice arrangements to name but a few.

Robert Half Ltd acts as an employment business for temporary positions and an employment agency for permanent positions. Robert Half is committed to equal opportunity and diversity. Suitable candidates with equivalent qualifications and more or less experience can apply.



Swindon

Suite B, Ground Flr, The Stella Building, Whitehill Way, Swindon, SN5 6NX 01793 571900
Graduate Trainee
West Bromwich
Temporary
December 18, 2017
Part Time Finance Manager
City of London
Permanent
December 18, 2017
Accounts Assistant
London
Temporary
December 18, 2017
HR Advisor
Bristol
Temporary
December 18, 2017
Management Accountant
London
Temporary
December 18, 2017
Trainee Accounts Assistant
Bristol
Temporary
December 18, 2017
Weekend Receptionist
Bradford
Temporary
December 18, 2017
Financial Analyst
London
Temporary
December 18, 2017
IT Finance Business Partner
Watford
Permanent
December 18, 2017
Data/CRM Analyst
London
Permanent
December 18, 2017
Customer Sales Adviser
Sheffield
Permanent
December 18, 2017
.NET Developer -Camden Town £45-£55K
London
Permanent
December 18, 2017
Credit Controller
Reading
Permanent
December 18, 2017
Management Accountant
Reading
Permanent
December 18, 2017
.NET Developer (C#/ SSIS/SSRS)-Break Into Finance
City of London
Permanent
December 18, 2017
See More Jobs >