Salary:

£35,000.00 - £50,000.00 / annum

Location:

West London

Date posted:

14th October 2019

Employment type:

Permanent

Job reference:

06030-0011208661

Staffing area:

Financial Services


Description

Role

  • Acting as a point of contact for Compliance in the absence of HoC
  • Conducting Compliance Monitoring Program
  • Under the direction of HoC, updating Compliance related Policies and Procedures
  • Producing monthly Compliance (including Financial Crime ) related Management Reports
  • Maintaining and updating Compliance related breaches register
  • Maintaining and updating the Regulatory Register
  • Maintaining Data Protection related records
  • Conducting KYC/CDD reviews for the purposes of on- boarding/reactivating customers
  • Participating Compliance related projects as and when required

Contributing to the delivering of Compliance team's overall objective

Requirements

  • 4+ years relevant compliance experience
  • Able to read and understand regulatory requirements
  • Exposure to Trade Finance & Financial Crime
  • Experience drafting, amending and implementing policies
  • Able to use Microsoft Word application at proficient level
  • Able to use Microsoft Excel and Power- point applications comfortably

Able to handle multiple tasks and prioritise them appropriately

The salary range/rates of pay is dependent upon your experience, qualifications or training.

Robert Half Ltd acts as an employment business for temporary positions and an employment agency for permanent positions. Robert Half is committed to equal opportunity and diversity. Suitable candidates with equivalent qualifications and more or less experience can apply. Where rates of pay or salary ranges are detailed these are dependent upon your experience, qualifications or training. If you wish to apply for this position please read our Privacy Notice which details how we may use, process, store and disclose your Personal Information: https://www.roberthalf.co.uk/privacy-notice.

Requirements
Compliance, Legal, Banking, MiFID, Trade Finance


London

10th Floor, The Shard
32 London Bridge Street
London
SE1 9SG
gb
0207 389 6900
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